Regulatory Change and Investigation
FTI Consulting clients face an increasingly demanding and interventionist regulatory environment. The compliance challenge, and the implications of non-compliance, are business critical issues as is embedding the level of culture change that regulators are seeking. Our leading edge experience delivered by former regulators, in-house compliance and risk professionals and experienced consultants helps our clients manage the changing regulatory landscape and minimise their regulatory risk.
Our services include:
- Regulatory and shadow regulatory investigations
- Regulatory intervention advisory and support
- Governance and culture reviews
- Conduct risk reviews
- Financial crime — anti-money laundering, counter-terrorist finance, financial sanctions, bribery and corruption, market abuse and fraud
- Asset valuations and stress testing
- Risk and capital modelling and advice
- Past business remediation and redress
In addition to specific regulatory expertise, we offer general compliance advisory services, including the following services:
- Regulatory Response: Our team of professionals is highly experienced in supporting time-sensitive post-examination Matters Requiring Attention, Supervisory Recommendations and Consent Orders.
- Compliance Staff Augmentation: We can provide interim or longer-term resources including chief compliance officer secondment, first or second line of defense compliance risk support within a line of business or staff support for compliance departments.
- Expert Witness: Our senior professionals are highly skilled at communicating findings through expert testimony in various settings including court, arbitration and mediation proceedings.
